FinCEN 314a Software for AML Subpoena Search
Simplify FinCEN 314a Compliance with automated subpoena searches
RegTechONE automates your FinCEN 314a and other subpoena searches. Configure RegTechONE to query assigned records for data matches according to current regulatory requirements in your geolocation. The Subpoena-Search software may be used on its own or fully integrated with other RegTechONE software and tools.
FinCEN 314a software leverages platform's AML screening engine for fast, accurate results
AML Partners: Trusted by financial institutions around the world
“Mashreg has worked with AML Partners not only to develop a “1 KYC Golden Record” solution, but also an end-to-end workflow that enables customer onboarding, pe- riodic KYC updates, multiple stake-holder review, and electronic cus- tomer outreach for information and document collection. The entire workflow is digital, automated, and configurable using AML Partners’ no-code platform.”
Amith Rajan
Head Wholesale Digital, Data & Analytics
Frequently asked questions
Are you curious yet what RegTechONE can do for you? Let’s talk. And to learn more here, check out these FAQs.
Section 314(a) of the USA PATRIOT Act requires U.S. financial institutions to search their records for individuals and entities suspected of terrorism or money laundering when requested by FinCEN. These requests are issued every two weeks, and institutions must respond promptly. In the U.S., this is called FinCEN 314a screening. Globally, similar requirements are often referred to as subpoena searches.
RegTechONE ingests the 314a or subpoena lists directly and automatically screens customer databases and transaction histories against them. Institutions can schedule searches, receive alerts for matches, and generate audit-ready reports—all without manual intervention. This eliminates the inefficiencies and errors of spreadsheet-based approaches.
Yes. RegTechONE screens across multiple datasets, including customer records, account information, and historical transaction activity. This ensures that institutions capture potential risks comprehensively, not just at the account-holder level.
When a potential match is identified, RegTechONE routes it directly into Dynamic Case Manager. Investigators can quickly review supporting evidence, escalate or dismiss matches, and produce the documentation required by regulators. Built-in workflows shorten response time and reduce the risk of errors in reporting.
Commercial banks, credit unions, securities firms, and fund administrators all face significant workload in responding to these requests. RegTechONE’s automation ensures consistency, reduces compliance staff burden, and helps institutions demonstrate timely, regulator-ready responses.
Yes. While 314a screening is a U.S. requirement, many other jurisdictions issue similar subpoena-style requests. Non-U.S. institutions with U.S. operations or correspondent banking relationships also need to comply. RegTechONE supports both U.S.-based and multinational clients in managing these obligations.
Integrate our FinCEN 314a software with other AML software for a complete AML Compliance Solution
In addition to FinCEN 314a Subpoena Search, the RegTechONE platform offers no-code modules for every element of AML Compliance. Virtually unlimited configurability and integration options finally deliver full control to authorized end-users. Choose KYC & AML software on the RegTechONE platform for your total AML Compliance solution.
