Behavior and Transaction Monitoring Software
Automate behavior and transaction monitoring software for Risk you define
RegTechONE’s transaction monitoring software leverages high-powered Event and Action Libraries. Once you configure your Event and Action libraries, RegTechONE automatically monitors for Key Risk Indicators and Key Performance Indicators. Transaction monitoring software on RegTechONE provides full Transaction Monitoring along with behavior monitoring. Users have multiple no-code configuration options including parameters, scheduling, and Dynamic Case Management. Users may also integrate the optional FinCEN 314a module to achieve even higher levels of efficiency and automation in their AML Compliance transaction monitoring solution.
Choose configuration options for behavior and transaction monitoring software
Work your cases with integrated Dynamic Case Management
Behavior and Transaction Monitoring software on RegTechONE includes fully integrated Dynamic Case Management. End-users configure their system to align to their exact specifications—with escalation protocols, multiple-approval safeguards, workflow acceptance, dynamic notifications, screening preferences, and more. Each case is managed effectively, efficiently, and in full compliance with all rules and regulations. Institutions can also pair our Transaction Monitoring software with the FinCEN 314a Subpoena Search module.
Behavior and Transaction Monitoring software on RegTechONE delivers exceptional results as a stand-alone module or as a part of fully-integrated AML Compliance end-to-end.
Role-based Risk-based Transaction Monitoring software with tunable permissions
Behavior and Transaction Monitoring software on RegTechONE delivers feature-packed and flexible Risk Management
- Use transaction history to monitor behaviors
- Reduce false positives with robust white-listing
- Optional 314a Module with fuzzy‐logic screening
- Fully configurable parameter‐driven behaviors
- Behaviors may be turned off/on or scheduled
- Dynamic Case Management
- Automatic generation of SAR and CTR files for electronic filing
- Screen original, beneficiaries, and intermediaries for negative news
- Dashboard analytics, charts, and graphs
AML Partners: Trusted by financial institutions around the world
“Mashreg has worked with AML Partners not only to develop a “1 KYC Golden Record” solution, but also an end-to-end workflow that enables customer onboarding, pe- riodic KYC updates, multiple stake-holder review, and electronic cus- tomer outreach for information and document collection. The entire workflow is digital, automated, and configurable using AML Partners’ no-code platform.”
Amith Rajan
Head Wholesale Digital, Data & Analytics
Frequently asked questions
Are you curious yet what RegTechONE can do for you? Let’s talk. And to learn more here, check out these FAQs.
AML transaction monitoring tracks customer activity to identify unusual patterns or behaviors that may indicate financial crime. Regulators expect institutions to have monitoring systems in place that can detect, investigate, and report suspicious transactions. Effective monitoring helps reduce regulatory risk and strengthens overall financial integrity.
RegTechONE’s Behavioral Monitoring module—which monitors transactions and behaviors— is fully configurable from the front end. This allows compliance teams to design and adjust scenarios without IT support. Unlike static systems, it enables dynamic segmentation, pattern recognition, and scenario tuning, giving institutions flexibility and faster response to evolving risks.
Yes. Users can define parameters for transaction behaviors—such as thresholds, velocity, peer-group comparisons, or geographic risk—and adjust them in real time. This empowers institutions to tailor monitoring to their business model and regulatory environment.
When RegTechONE detects a suspicious pattern, the alert automatically flows into Dynamic Case Manager. Investigators receive complete context—transaction details, customer risk data, and screening results—so they can quickly triage, escalate, or dismiss alerts with a clear audit trail.
Yes. RegTechONE auto-populates Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs), significantly reducing investigator workload. Reports can be filed electronically to FinCEN, either individually or in batches for high-volume institutions.
RegTechONE’s transaction monitoring is used by commercial banks, money service businesses (MSBs), insurers, securities firms, and fund administrators. These institutions choose the platform because it combines configurability with strong risk-detection capabilities. Our client institutions benefit from the ability to adjust scenarios in real time without coding, which helps them meet regulatory expectations while keeping compliance costs manageable.
Integrate other modules with Transaction Monitoring software for a complete AML Compliance solution
In addition to Transaction Monitoring software, the RegTechONE platform offers no-code software for every element of AML Compliance. Virtually unlimited configurability and integration options finally deliver full control to authorized end-users. Choose KYC and AML software on the RegTechONE platform for your complete AML Compliance solution.
