Compliance teams: You can now drag and drop governed agents directly into your workflows—without code, without IT handoffs, and without sacrificing governance.
With the release of RegTechONE v5.0, agents now operate inside no-code AML Compliance workflows—and are placed and controlled by front-end users where investigations, reviews, alerts, and collections actually happen. This shift is not about replacing judgment—it’s about removing friction around it.
Drag-and-drop agents represent more than a feature release. They change who controls automation, where it operates, and how quickly Compliance teams can adapt as risk, volume, and regulatory expectations evolve. With RegTechONE, workflows function as living systems that respond faster and work harder against financial crime.
Drag-and-drop agents available today
With drag-and-drop deployment, these agents can be inserted exactly where they add value—inside governed Compliance workflows, at the moment work is done.
Summarization agent: Summarizes documents or images into clear, concise outputs that support faster review and triage. This agent helps Compliance teams quickly surface relevant information without losing context or detail.
OCR agent: Extracts raw text from documents or images, converting unstructured content into usable data within Compliance workflows. This enables downstream actions, review steps, and automation without manual rekeying.
Entity extraction agent: Identifies and extracts structured information from documents or images—such as company names, addresses, principal or key personnel, and other critical data points—supporting consistency and reducing manual effort during analysis.
Full item report agent: Generates a comprehensive item report, including an executive summary of the current workflow and profile, be it a customer, a vendor, etc. This agent supports more efficient decision-making by consolidating relevant information into a single, review-ready view.
What’s coming next: Workflows built from institutional requirements
One upcoming agent translates institution-specific requirements directly into executable workflows. By ingesting an Excel-based requirements document maintained by the institution, the agent generates a RegTechONE workflow that reflects how that institution actually operates—reducing build time while preserving governance.
The resulting workflow can be reviewed, refined, and governed like any other RegTechONE workflow before being placed into production.
Agents where Compliance actually works—inside workflows
Compliance work happens inside workflows—investigations, reviews, alerts, collections. Until now, advanced automation often lived alongside that work, requiring integration steps or technical intervention.
RegTechONE v5.0 brings agents directly into the workflow itself.
Using the same no-code, drag-and-drop interface teams already rely on, front-end users can place agents exactly where they add value: at a decision point, after a trigger event, or as part of a multi-step orchestration.
No-code flexibility with built-in governance
RegTechONE v5.0 was designed around a simple principle: Speed without loss of control.
Front-end users decide where to invoke agents, what conditions trigger execution, and how outputs flow through workflows. Institutions retain full governance over agent behavior, usage, and outcomes.
Agent results that activate the platform
Every agent action flows back into RegTechONE’s data orchestration layer, becoming part of the platform’s system of events, actions, and triggers.
Agent outputs can initiate new workflow paths, invoke additional actions, update records, or drive downstream processes automatically.
Replacing work-intensive AML Compliance processes
AML Compliance has long been constrained by processes that are manual, fragmented, and slow to change. Even small adjustments—introducing a new review step, refining how information is summarized, or applying consistent extraction logic—often require technical intervention, workarounds, or parallel tools.
By eliminating the need for IT involvement to deploy and adjust agents, RegTechONE shifts that control back to Compliance teams. Front-end users can now refine workflows as operational realities change, placing agents exactly where they reduce friction and increase consistency—without waiting on development cycles or compromising oversight.
This does not replace professional judgment. It removes the mechanical burden that surrounds it. Agents handle repeatable, work-intensive steps inside governed workflows, allowing Compliance professionals to focus their time and attention on analysis, escalation, and decision-making. The result is a more resilient Compliance operation—one that adapts faster while remaining firmly grounded in institutional standards.
Available now, expanding soon
Drag-and-drop agents are available today for use across RegTechONE workflows, giving front-end Compliance teams immediate, practical control over how automation supports their daily work.
More importantly, this model is designed to grow. Additional agents will be introduced using the same governed, no-code approach—allowing institutions to expand automation deliberately, without redesigning workflows or introducing new operational risk. As new agents become available, they can be placed directly into existing workflows, tested, refined, and governed using the same controls Compliance teams already rely on.
This approach avoids the disruption that often accompanies new technology releases. Instead of forcing teams to adopt new tools or rewire established processes, RegTechONE allows automation to evolve alongside institutional practice.
Why RegTechONE v5.0 matters
AML Compliance is demanding work. Front-end users carry the responsibility of making defensible decisions under time pressure, regulatory scrutiny, and increasing data volumes. Tools that slow that work down—or push it into opaque automation layers—create risk rather than reducing it.
Drag-and-drop agents change that dynamic. They support the best work of Compliance professionals by embedding automation directly into governed workflows, where judgment, review, and institutional standards already live. Front-end users gain flexibility to shape how work is performed, while leadership retains visibility, control, and accountability.
The result is not just faster execution, but stronger alignment between people, process, and platform. Automation becomes an extension of Compliance practice, rather than a substitute for it—and that is where real, sustainable impact is created.
